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Compliance officer - Stock Brokerage Firm
Date Posted: Mar 09, 2023
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Job Detail
Location:
Kathmandu, Bagmati, Nepal
Company:
Stock Brokerage Firm
Type:
Full Time/Permanent
Shift:
Full Time
Career Level:
Experienced Professional
Positions:
1
Experience:
2 Year
Gender:
Female
Degree:
Bachelors
Apply Before:
Dec 28, 2023
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Job Description
Implement and manage an effective legal compliance program.
Develop and review company policies.
Advise management on the company’s compliance with laws and regulations through detailed reports.
Create and manage effective action plans in response to audit discoveries and compliance violations.
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
Assess company operations to determine compliance risk.
Ensure all employees are educated on the latest regulations and processes.
Resolve employee concerns about legal compliance.
Benefits
Skills Required
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Company Overview
Stock Brokerage Firm
Kathmandu, Bagmati, Nepal
7 Current Jobs Openings
Read More
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