Job Detail

Compliance officer - Stock Brokerage Firm

Date Posted: Mar 09, 2023
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Job Detail

  • Location:
    Kathmandu, Bagmati, Nepal
  • Company:
  • Type:
    Full Time/Permanent
  • Shift:
    Full Time
  • Career Level:
    Experienced Professional
  • Positions:
    1
  • Experience:
    2 Year
  • Gender:
    Female
  • Degree:
    Bachelors
  • Apply Before:
    Mar 31, 2023

Job Description

  • Implement and manage an effective legal compliance program.
  • Develop and review company policies.
  • Advise management on the company‚Äôs compliance with laws and regulations through detailed reports.
  • Create and manage effective action plans in response to audit discoveries and compliance violations.
  • Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
  • Assess company operations to determine compliance risk.
  • Ensure all employees are educated on the latest regulations and processes.
  • Resolve employee concerns about legal compliance.

Benefits

Skills Required

Company Overview

Kathmandu, Bagmati, Nepal

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